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Banking and NI · Unit 2

The Laws Governing Financial Institutions

Unit 2 of Law of Banking and Negotiable Instruments (syllabus: Module II — the Banking Regulation Act 1949 and the Reserve Bank of India Act 1934: licensing, directions and inspection, the rule-making power, the cash reserve and statutory liquidity requirements, and the banking ombudsman). Below: what the unit covers, the provisions it turns on, and the cases an examiner expects you to name.

What this unit covers

  • Is the licensing of banking companies a permit system, and is it constitutional?
  • What reserves must a bank maintain, and under which statute?
  • What is the source of the Reserve Bank's power to issue directions and schemes?
  • What are the limits of a banking ombudsman's jurisdiction?
  • What is a moratorium under s. 45, and what may a scheme made during it do?
  • When must the High Court order the winding up of a banking company?
  • Does the Reserve Bank of India Act override the Companies Act where a finance company proposes a scheme with its depositors?

Treat that list as a self-test: recite each topic's rule from memory before you open its cases.

Provisions

Leading cases

Full case summaries

Exam questions on this unit